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The FCA has fleshed out what it expects from advisers adopting new recording requirements under the EU’s Mifid II rules. In a 524-page policy statement.
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The Financial Conduct Authority (FCA) is a financial regulatory body in the United Kingdom, but operates independently of the UK government, and is financed.
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The FCA’s eagerly awaited final report on the asset management industry has left many in doubt as to whether the regulator’s plan to tackle the myriad.
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The FCA is set to escalate the number of investigations into suspected wrongdoing once the EU's senior managers regime (SMR) has been fully implemented.
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The Financial Conduct Authority has fined FGS McClure Watters (FGS) and Lanyon Astor Buller Ltd compliance oversight officer David Watters £75,000 for breaching.
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The Autorité des marchés financiers (AMF) ensures the protection of savings, investors' information and the proper functioning of financial markets.
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The Fencing Contractors Association (FCA) is now part of the Association of Fencing Industries (AFI) and companies that were previously FCA Members are now AFI Members.
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